US SEC hits 7 public companies with penalties for violating whistleblower protections
Seven public companies agreed to pay a combined $3 million to settle U.S. Securities and Exchange Commission charges they ...
US SEC to allow exchanges to quote sub-penny prices in bid to boost competition
Wall Street's top regulator on Wednesday is set to adopt new rules for pricing stocks at less than a penny, part of a larger ...
What business leaders should know about the SEC's cybersecurity disclosure rule
The SEC's cyber-incident-disclosure rule requires firms to report cyberattacks that materially affect their finances, ...
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Vietnam's public security ministry proposes data exchange platforms
The Ministry of Public Security has drafted a Law on Data, proposing the creation of a regulated platform for the legal sale and exchange of data managed by the ministry.
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GuidePoint Security brings regional commercial conferences to public sector
Federal employees can hear from zero trust experts across the public sector at GPSEC, and learn how to transform their cybersecurity practices.
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The Time is Here: Public Companies Should be Mindful of the Upcoming Insider Trading Policy Form 10-K Exhibit Filing Requirement
In connection with the upcoming Form 10-K/proxy season, public companies with a fiscal year ending on December 31 will be ...
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Keurig misled the public over claims its K-Cup pods are 100% recyclable, the SEC says
Keurig agreed to pay $1.5 million in penalties — without admitting guilt or denying the SEC's findings that the K-Cup pod ...
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REIT Focused On Outparcels Launching IPO
FrontView REIT announced Monday it filed paperwork with the Securities and Exchange Commission to launch an initial public ...
Public holiday: Why RBI has said there will be no trading in government securities, foreign exchange markets, money markets on September 18, 2024
The Reserve Bank of India has stated that trading activities in some financial markets will be halted on September 18, 2024, ...
It's time to update the SEC's disclosure process for crypto
SEC Commissioner Mark Uyeda wants to update the agency's S-1 disclosure for cryptocurrency firms. His stance is a positive ...
Canadian Securities Exchange Reports August 2024 Performance Figures
Toronto, Ontario–(Newsfile Corp. – September 16, 2024) – The Canadian Securities Exchange (“CSE” or “the Exchange”) today announced market statistics for August 2024. August 2024 Operating Statistics ...