From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

Key Takeaways American investor Cathie Wood has claimed that the “deregulation” of the SEC will likely “turbocharge” the ...

A Massachusetts advisor also licensed as an insurance agent is asking a judge to force the SEC to back up its stance on commission payments.

U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary ...

On September 27, 2024, the Securities and Exchange Commission (SEC) adopted new rules to make its EDGAR system more secure ...

The U.S. Securities and Exchange Commission (SEC) has pursued Kraken by filing a controversial judgment motion. The regulator ...

On October 31, 2024, the United States Court of Appeals for the Second Circuit revived claims brought under Section 10(b) of the Securities ...

New York, New York-- (Newsfile Corp. - November 11, 2024) - Leading securities law firm Bleichmar Fonti & Auld LLP announces that it has filed a lawsuit against Acadia Healthcare Company, Inc. (NASDAQ ...

The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...

The U.S. Supreme Court grappled on Wednesday over a bid by Meta's Facebook to scuttle a federal securities fraud lawsuit brought by shareholders who accused the social media platform of misleading ...

High Income Securities Fund (the “Fund”) (NYSE: PCF) announced that at special meeting of shareholders today, shareholders approved all proposals except a proposal to amend the Fund’s Declaration of ...

Sanofi is conducting the two-part multicenter, randomized, open-label, controlled, parallel-group study (NCT04643002) to evaluate the safety, efficacy, pharmacokinetics and biomarker data of ...