From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...
The U.S. Securities and Exchange Commission on Thursday said it would pause the implementation of its new climate disclosure rule while it defended the regulation in court. SEC approves rule that ...
A Massachusetts advisor also licensed as an insurance agent is asking a judge to force the SEC to back up its stance on commission payments.
On September 27, 2024, the Securities and Exchange Commission (SEC) adopted new rules to make its EDGAR system more secure ...
The Securities and Exchange Commission (SEC) serves as a cornerstone of United States financial regulation, ensuring fair markets and protecting against fraud. The emergence of cryptocurrencies ...
Glucot (Nasdaq: GCTK), a medical technology company focused on the design, development, and commercialization of novel technologies for people with diabetes, announced the launch of a “best efforts” ...
The U.S. Securities and Exchange Commission (SEC) has pursued Kraken by filing a controversial judgment motion. The regulator ...
In 1978, the Corporation Commission found that he had committed securities fraud for making false or misleading statements ...
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it is the Securities and Exchange Commission(SEC). What is the Securities and Exchange Commission (SEC)? The Securities and Exchange Commission (SEC) is the nodal department of the United States ...