Regulators say AI advice and social media create compliance challenges, with self-directed investors vulnerable to misleading ...

The greenback has dropped over 10% since 2025, pushing advisors to rethink safe havens for nervous clients seeking shelter ...

Independent advisors say improved technology and training would help them acquire new clients and serve emerging investors ...

Over half of RIAs added new ETFs in first quarter, while favoring active management and risk-neutralizing strategies ...

Also, Dynasty-backed TritonPoint acquires again, Carson Group fully acquires another partner firm, and IBD Arkadios adds a ...

Prometheum launches brokerage crypto access while SMAs and options-based products gain traction with wealth managers ...

A.J. De Rosa of Intellebox discusses how AI can transform wealth management through agentic workflows and personalized ...

Addepar introduced AI agents and data connectivity features while YourStake acquired First Affirmative and Envestnet enhanced ...

Farther announced a $150 million Series D round as the RIA reaches $23 billion in recruited assets since its 2019 founding ...

SEC's Hester Peirce, known as Crypto Mom, will join Regent University School of Law as associate professor in November ...

Edelman Financial Engines brings on Steve Gaven as CFO and restructures its wealth planning leadership with several new hires ...

Elite Consulting Partners' Frank DeRosa defends rising recruiter fees, arguing firms are finally paying correctly for ...