The regulatory battle between the SEC and the crypto industry was one of the major headlines on Wednesday as industry leaders ...

Since the adoption of Rule 612 of Regulation NMS in 2005, there has been a marked increase in trading volume related to NMS ...

The Director-General of the Securities and Exchange Commission, Emomotimi Agama, has reiterated the commission's commitment ...

Texas court dismissed ConsenSys’ lawsuit against SEC, Chair Gary Gensler, marking significant development in the ongoing ...

First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...

"This will lower costs for investors as well as improve liquidity, competition and price efficiency in the markets," SEC ...

On July 1, 2024, the Securities and Exchange Commission adopted a new registration framework for registered index-linked ...

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Some 12 municipal advisors agreed to pay combined civil penalties of more than $1.3M to settle the U.S. Securities and ...

Sept 20 (Reuters) - The U.S. Securities and Exchange Commission said on Friday it intends to seek sanctions against Elon Musk ...

SEC Chair Gary Gensler faces scrutiny as lawmakers probe his crypto regulation and enforcement strategy in an upcoming ...