On July 1, 2024, the Securities and Exchange Commission adopted a new registration framework for registered index-linked ...

The Securities and Exchange Commission today adopted amendments to certain rules under Regulation NMS to adopt an additional ...

The U.S. Securities and Exchange Commission is poised to approve a rule that will allow exchanges to quote sub-penny prices ...

The regulatory battle between the SEC and the crypto industry was one of the major headlines on Wednesday as industry leaders ...

First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...

It doesn’t appear so after the Securities and Exchange Commission this month dunned 26 financial firms for failing to track employee “off-channel” communications. The SEC Chairman wants to ...

The Securities and Exchange Commission let pass the deadline to seek a review of the decision by the US Court of Appeals for ...

Payment for order flow is the practice of market makers paying a commission to brokers for sending trades to them.

Is "net zero" better than "carbon neutral"? New rules related to climate risk disclosure are raising the stakes for ...

Congress must enact a clear framework for the sensible regulation of crypto, as it is the most important American financial ...

I’m Executive Director of Blockchain Foundation in Washington D.C. Securities and Exchange Commission Chair Gary Gensler’s regulation-by-enforcement approach, as opposed to developing a much ...

Texas court dismissed ConsenSys’ lawsuit against SEC, Chair Gary Gensler, marking significant development in the ongoing ...