Rob Sandrew will lead the platform that serves more than 1,100 advisors and oversees about $40 billion in assets.

Novak has been in the business for more than 44 years, serving with Wells Fargo for more than 32 years and with UBS Financial for 12. The advisors’ “extensive industry experience and relationships ...

Nuveen, the investment manager of TIAA, announced today that it will acquire strategic partner Brooklyn Investment Group, a multi-asset custom direct indexing provider, and its parent technology ...

Hong Kong-based Regencell Bioscience Holding was trading as a microcap stock on the Nasdaq just eight weeks ago.

Family offices are in risk-management mode,” BlackRock said today in a press release announcing the launch of its 2025 Global Family Office Survey, in which the firm, along with Illuminas, contacted ...

The Black Swan author criticized the Trump administration for lacking expertise in the areas they're tinkering with.

With MSLP borrowers required to make a balloon payment of 70% of the principal amount of the loan this year, a wave of defaults is now anticipated. As of May 31, 2025, the Federal Reserve has already ...

The Black Swan author criticized the Trump administration for lacking expertise in the areas they're tinkering with.

Cetera President Todd Mackay has penned a second open letter pressing the case to Commonwealth advisors as to why his firm would make the best home for those seeking to make a move.

With regulatory agencies doing an about-face on crypto, advisors need to embrace a host of changes.

Firms still relying on spreadsheets or paper-based systems to supervise advisor-client interactions and document decisions are at a competitive and regulatory disadvantage, executives said. According ...

Osaic Inc., the big broker-dealer network owned by Reverence Capital Partners, announced the acquisition of Boston-based fee-only advisor CW Advisors LLC, with $13.5 billion in assets under management ...