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It doesn’t appear so after the Securities and Exchange Commission this month dunned 26 financial firms for failing to track employee “off-channel” communications. The SEC Chairman wants to ...

According to a footnote in a Sept. 12 court filing, the United States Securities and Exchange Commission (SEC) has retracted ...

Securities and Exchange Commission member Mark Uyeda suggested in a July statement that his agency had missed the mark with its approach to cryptocurrency, and proposed a shift in how the SEC ...

Cryptocurrency platform Kraken must face a US Securities and Exchange Commission lawsuit accusing it of operating an unregistered securities exchange, a judge ruled. “The SEC has plausibly ...

It's just the evolution where there were way too many scams by crypto folks that lead to the SEC’s aggressive overreach and ...

The Securities and Exchange Commission has urged State-Owned Enterprises to list on the Nigerian Exchange market to promote democratisation, inclusiveness and create wealth for Nigerians. The SEC ...

according to prosecutors who said Roberts made "material misrepresentations" to the U.S. Securities and Exchange Commission. Roberts negotiated and executed three contracts between Kubient and ...

Crypto platform Abra is the latest to agree to a settlement with the Securities and Exchange Commission over accusations of unregistered securities. The settlement focused on its Abra Earn product ...

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